SEC Form 4 · accession 0001209191-17-010470
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DeDe Lea
Officer — EVP, Global Government Affairs
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Feb 10, 2017 | M | 1,081 | $22.70 | A | 31,597 | D | |
| Class B Common Stock | Feb 10, 2017 | M | 2,220 | $32.55 | A | 33,817 | D | |
| Class B Common StockF1 | Feb 10, 2017 | S | 8,301 | $43.6941 | D | 25,516 | D | |
| Class B Common Stock | holding | — | — | — | 1,109 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $22.70 | Feb 10, 2017 | M | 1,081 | D | — | Jun 3, 2017 | Class B Common Stock | 1,081 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $32.55 | Feb 10, 2017 | M | 2,220 | D | — | Jun 8, 2018 | Class B Common Stock | 2,220 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.67 to $43.7001, inclusive. The executive officer undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of December 2, 2008, for no consideration.
- F3Current.