SEC Form 4 · accession 0001209191-17-007109
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Schwartz
Director
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 31, 2017 | M | 3,834 | — | A | 40,998 | D | |
| Class B Common StockF2 | Jan 31, 2017 | A | 109 | — | A | 41,107 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F1 | — | Jan 31, 2017 | M | 3,834 | D | — | — | Class B Common Stock | 3,834 | 0 | D |
Explanation of responses
- F1These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2016 and that vested on January 31, 2017, but which have not been received because the director elected to defer receipt. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $42.14 per share.
- F2These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt.
- F3Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, for no consideration.