SEC Form 4 · accession 0001209191-16-122156
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Fricklas
Officer — EVP, General Counsel and Secy
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $38.86 | May 18, 2016 | A | 138,728 | A | — | May 18, 2024 | Class B Common Stock | 138,728 | 138,728 | D |
| Restricted Share UnitsF1,F3 | — | May 18, 2016 | A | 46,320 | A | — | — | Class B Common Stock | 46,320 | 46,320 | D |
Explanation of responses
- F1Granted under the Viacom Inc. 2016 Long-Term Management Incentive Plan for no consideration.
- F2These Stock Options will vest in four equal annual installments beginning on May 18, 2017.
- F3These Restricted Share Units ("RSUs") will vest in four equal annual installments beginning on May 18, 2017 and a corresponding number of Class B shares, net of any shares withheld by Viacom to satisfy tax liability incident to the vesting of the RSUs, will be delivered on each vest date.