SEC Form 4 · accession 0001209191-16-121251
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl D Folta
Officer — EVP, Corporate Communications
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | May 16, 2016 | M | 15,217 | $35.26 | A | 56,263 | D | |
| Class B Common StockF1 | May 16, 2016 | S | 15,217 | $39.3423 | D | 41,046 | D | |
| Class B Common Stock | holding | — | — | — | 1,653 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $35.26 | May 16, 2016 | M | 15,217 | D | — | Jun 4, 2016 | Class B Common Stock | 15,217 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.32 to $39.38, inclusive. The executive officer undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of April 12, 2007, for no consideration.
- F3Current.