SEC Form 4 · accession 0001209191-16-094775
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah Norville
Director
Period of report
Jan 31, 2016
Accepted (ET)
Feb 2, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | Jan 31, 2016 | M | 2,716 | — | A | 5,137 | D | |
| Class B Common StockF3 | Jan 31, 2016 | A | 91 | — | A | 5,228 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF4,F5 | — | Jan 31, 2016 | A | 3,834 | A | — | — | Class B Common Stock | 3,834 | 3,834 | D |
| Restricted Share UnitsF6,F1 | — | Jan 31, 2016 | M | 2,716 | D | — | — | Class B Common Stock | 2,716 | 0 | D |
Explanation of responses
- F1These shares represent Restricted Share Units ("RSUs") that were granted on January 31, 2015 and that vested on January 31, 2016, but which have not been received because the director elected to defer receipt. On the date of vesting, the most recent closing price of the Class B Common Stock on The NASDAQ Global Select Market was $45.64 per share.
- F2Includes two shares of Class B Common Stock acquired by the Reporting Person in connection with a dividend reinvestment program exempt from Section 16(a).
- F3These shares reflect dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B common stock upon vesting, but which have not been received because the director elected to defer receipt.
- F4Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of January 1, 2016, for no consideration.
- F5These RSUs will vest on January 31, 2017 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.
- F6Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of November 13, 2013, as further amended by Amendment No. 1, effective as of January 16, 2014, for no consideration.