SEC Form 4 · accession 0001209191-15-054677
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DeDe Lea
Officer — EVP, Government Relations
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Jun 16, 2015 | M | 3,500 | $22.70 | A | 29,830 | D | |
| Class B Common Stock | Jun 16, 2015 | M | 4,000 | $32.55 | A | 33,830 | D | |
| Class B Common Stock | Jun 16, 2015 | M | 6,000 | $47.21 | A | 39,830 | D | |
| Class B Common Stock | Jun 16, 2015 | S | 13,500 | $66.26 | D | 26,330 | D | |
| Class B Common Stock | holding | — | — | — | 1,050 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $22.70 | Jun 16, 2015 | M | 3,500 | D | — | Jun 3, 2017 | Class B Common Stock | 3,500 | 1,081 | D |
| Employee Stock Option (Right to Buy)F1,F2 | $32.55 | Jun 16, 2015 | M | 4,000 | D | — | Jun 8, 2018 | Class B Common Stock | 4,000 | 2,220 | D |
| Employee Stock Option (Right to Buy)F3,F2 | $47.21 | Jun 16, 2015 | M | 6,000 | D | — | May 23, 2020 | Class B Common Stock | 6,000 | 13,168 | D |
Explanation of responses
- F1Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of December 2, 2008, for no consideration.
- F2Current.
- F3Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of January 1, 2011, for no consideration.