SEC Form 4 · accession 0001209191-15-039948
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shari Redstone
Officer — Vice Chair of the Board · Director
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | May 5, 2015 | M | 3,171 | $41.48 | A | 26,740 | D | |
| Class B Common Stock | May 5, 2015 | M | 3,171 | $40.67 | A | 29,911 | D | |
| Class B Common Stock | May 5, 2015 | M | 3,171 | $38.70 | A | 33,082 | D | |
| Class B Common Stock | May 5, 2015 | M | 3,171 | $14.75 | A | 36,253 | D | |
| Class B Common Stock | May 5, 2015 | M | 3,171 | $29.14 | A | 39,424 | D | |
| Class B Common Stock | May 5, 2015 | M | 5,582 | $41.55 | A | 45,006 | D | |
| Class B Common Stock | May 5, 2015 | M | 4,940 | $47.04 | A | 49,946 | D | |
| Class B Common StockF1 | May 5, 2015 | S | 26,377 | $69.4938 | D | 23,569 | D | |
| Class B Common StockF2 | holding | — | — | — | 1,500 | I | as Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3,F4 | $41.48 | May 5, 2015 | M | 3,171 | D | — | Jan 31, 2016 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $40.67 | May 5, 2015 | M | 3,171 | D | — | Jan 31, 2017 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $38.70 | May 5, 2015 | M | 3,171 | D | — | Jan 31, 2018 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $14.75 | May 5, 2015 | M | 3,171 | D | — | Jan 31, 2019 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $29.14 | May 5, 2015 | M | 3,171 | D | — | Jan 31, 2020 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F5,F4 | $41.55 | May 5, 2015 | M | 5,582 | D | — | Jan 31, 2021 | Class B Common Stock | 5,582 | 0 | D |
| Director Stock Option (Right to Buy)F5,F4 | $47.04 | May 5, 2015 | M | 4,940 | D | — | Jan 31, 2022 | Class B Common Stock | 4,940 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.11 to $69.78, inclusive. The director undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2The director disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the director is the beneficial owner of such securities for purposes of Section 16 or any other purposes.
- F3Granted under the Viacom Inc. 2006 Stock Option Plan for Outside Directors for no consideration.
- F4Current.
- F5Granted under the Viacom Inc. 2011 Stock Option Plan for Outside Directors for no consideration.