SEC Form 4 · accession 0001209191-15-027021
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wade Davis
Officer — EVP, CFO
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Mar 13, 2015 | M | 3,210 | $32.55 | A | 15,864 | D | |
| Class B Common Stock | Mar 13, 2015 | M | 8,399 | $47.21 | A | 24,263 | D | |
| Class B Common StockF1 | Mar 13, 2015 | S | 11,609 | $68.3815 | D | 12,654 | D | |
| Class B Common Stock | holding | — | — | — | 497 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $32.55 | Mar 13, 2015 | M | 3,210 | D | — | Jun 8, 2018 | Class B Common Stock | 3,210 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $47.21 | Mar 13, 2015 | M | 8,399 | D | — | May 23, 2020 | Class B Common Stock | 8,399 | 16,799 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.32 to $68.47, inclusive. The executive officer undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of December 2, 2008, for no consideration.
- F3Current.
- F4Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of January 1, 2011, for no consideration.