SEC Form 4 · accession 0001209191-15-022238
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumner M Redstone
Officer — Chairman of the Board · Director · 10% Owner
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Mar 2, 2015 | M | 76,375 | $32.55 | A | 76,375 | D | |
| Class B Common Stock | Mar 2, 2015 | M | 65,559 | $49.95 | A | 141,934 | D | |
| Class B Common StockF1 | Mar 2, 2015 | S | 141,934 | $70.5775 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $32.55 | Mar 2, 2015 | M | 76,375 | D | — | Jun 8, 2018 | Class B Common Stock | 76,375 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $49.95 | Mar 2, 2015 | M | 65,559 | D | — | May 25, 2019 | Class B Common Stock | 65,559 | 65,560 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.34 to $70.83, inclusive. The director undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of December 2, 2008, for no consideration.
- F3Current.
- F4Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of January 1, 2011, for no consideration.