SEC Form 4 · accession 0001209191-15-015282
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert K Kraft
Director
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Feb 13, 2015 | M | 7,928 | $41.59 | A | 25,587 | D | |
| Class B Common Stock | Feb 13, 2015 | M | 3,171 | $41.48 | A | 28,758 | D | |
| Class B Common Stock | Feb 13, 2015 | M | 3,171 | $40.67 | A | 31,929 | D | |
| Class B Common Stock | Feb 13, 2015 | M | 3,171 | $38.70 | A | 35,100 | D | |
| Class B Common Stock | Feb 13, 2015 | M | 3,171 | $14.75 | A | 38,271 | D | |
| Class B Common Stock | Feb 13, 2015 | M | 3,171 | $29.14 | A | 41,442 | D | |
| Class B Common Stock | Feb 13, 2015 | M | 5,582 | $41.55 | A | 47,024 | D | |
| Class B Common Stock | Feb 13, 2015 | M | 4,940 | $47.04 | A | 51,964 | D | |
| Class B Common StockF1 | Feb 13, 2015 | S | 34,305 | $68.7433 | D | 17,659 | D | |
| Class B Common StockF2 | holding | — | — | — | 63,325 | I | By KPC US Equity LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3,F4 | $41.59 | Feb 13, 2015 | M | 7,928 | D | — | Jan 3, 2016 | Class B Common Stock | 7,928 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $41.48 | Feb 13, 2015 | M | 3,171 | D | — | Jan 31, 2016 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $40.67 | Feb 13, 2015 | M | 3,171 | D | — | Jan 31, 2017 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $38.70 | Feb 13, 2015 | M | 3,171 | D | — | Jan 31, 2018 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $14.75 | Feb 13, 2015 | M | 3,171 | D | — | Jan 31, 2019 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F3,F4 | $29.14 | Feb 13, 2015 | M | 3,171 | D | — | Jan 31, 2020 | Class B Common Stock | 3,171 | 0 | D |
| Director Stock Option (Right to Buy)F5,F4 | $41.55 | Feb 13, 2015 | M | 5,582 | D | — | Jan 31, 2021 | Class B Common Stock | 5,582 | 0 | D |
| Director Stock Option (Right to Buy)F5,F4 | $47.04 | Feb 13, 2015 | M | 4,940 | D | — | Jan 31, 2022 | Class B Common Stock | 4,940 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.64 to $68.88, inclusive. The director undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Shares are owned directly by KPC US Equity LLC, which is under the sole control of the director, and may be deemed to be beneficially owned by the director.
- F3Granted under the Viacom Inc. 2006 Stock Option Plan for Outside Directors for no consideration.
- F4Current.
- F5Granted under the Viacom Inc. 2011 Stock Option Plan for Outside Directors for no consideration.