SEC Form 4 · accession 0001209191-15-008757
Viacom Inc. · VIA, VIAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert K Kraft
Director
Period of report
Jan 31, 2015
Accepted (ET)
Feb 3, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339947
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 31, 2015 | M | 2,132 | — | A | 17,617 | D | |
| Class B Common StockF2 | Jan 31, 2015 | A | 42 | — | A | 17,659 | D | |
| Class B Common StockF3 | holding | — | — | — | 63,325 | I | By KPC US Equity LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF4,F5 | — | Jan 31, 2015 | A | 2,716 | A | — | — | Class B Common Stock | 2,716 | 2,716 | D |
| Restricted Share UnitsF4,F1 | — | Jan 31, 2015 | M | 2,132 | D | — | — | Class B Common Stock | 2,132 | 0 | D |
Explanation of responses
- F1These shares were issued on January 31, 2015 upon the vesting of Restricted Share Units ("RSUs") that were granted on January 31, 2014. On the date of vesting, the most recent closing price of the Class B Common Stock on The NASDAQ Global Select Market was $64.42 per share.
- F2These shares were issued in respect of dividend equivalents that accrued on the RSUs prior to vesting and that were reinvested in Class B Common Stock upon vesting.
- F3Shares are owned directly by KPC US Equity LLC, which is under the sole control of the director, and may be deemed to be beneficially owned by the director.
- F4Granted under the Viacom Inc. 2011 RSU Plan for Outside Directors, as amended and restated as of November 13, 2013, as further amended by Amendment No. 1, effective as of January 16, 2014, for no consideration.
- F5These Restricted Share Units will vest on January 31, 2016 and a corresponding number of Class B shares will be delivered on that date, unless the director has elected to defer receipt.