SEC Form 4 · accession 0001062993-26-004972
Lion Copper Corp. · LCU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 11, 2026
Accepted (ET)
Sep 15, 2026 · 9:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001339688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF6,F7,F1 | Sep 11, 2026 | P | 3,704 | $4.9113 | A | 3,169,463 | D | |
| Common SharesF1 | Sep 11, 2026 | P | 3,704 | $4.8951 | A | 3,173,167 | D | |
| Common SharesF1 | Sep 11, 2026 | P | 3,704 | $4.8924 | A | 3,176,871 | D | |
| Common SharesF1 | Sep 11, 2026 | P | 185 | $4.9815 | A | 3,177,056 | D | |
| Common SharesF2 | holding | — | — | — | 564,252 | D | ||
| Common SharesF3 | holding | — | — | — | 1,610,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF6,F1,F7 | $2.349 | holding | — | — | — | Sep 5, 2025 | Sep 5, 2030 | Common Shares | 592,593 | 592,593 | D |
| OptionsF1 | $1.62 | holding | — | — | — | Dec 10, 2024 | Dec 10, 2029 | Common Shares | 138,889 | 138,889 | D |
| OptionsF1 | $1.404 | holding | — | — | — | Mar 1, 2024 | Mar 1, 2029 | Common Shares | 172,037 | 172,037 | D |
| OptionsF1 | $1.62 | holding | — | — | — | Jul 21, 2023 | Jul 21, 2028 | Common Shares | 37,037 | 37,037 | D |
| OptionsF1 | $1.62 | holding | — | — | — | Jul 21, 2023 | Jul 21, 2028 | Common Shares | 170,370 | 170,370 | D |
| 12% Secured Convertible DebenturesF1,F4,F5 | $2.6055 | holding | — | — | — | Nov 6, 2025 | Nov 6, 2026 | Common Shares | 537,325 | 537,325 | D |
| WarrantsF1 | $2.6055 | holding | — | — | — | Nov 6, 2025 | Nov 6, 2030 | Common Shares | 537,325 | 537,325 | D |
| WarrantsF1 | $1.62 | holding | — | — | — | Nov 8, 2024 | Nov 8, 2029 | Common Shares | 518,519 | 518,519 | D |
| WarrantsF1 | $1.512 | holding | — | — | — | Sep 19, 2024 | Sep 19, 2029 | Common Shares | 1,331,363 | 1,331,363 | D |
| WarrantsF1 | $1.512 | holding | — | — | — | Mar 8, 2024 | Mar 8, 2029 | Common Shares | 363,757 | 363,757 | D |
Explanation of responses
- F1Held by Tony Alford
- F2Held by Christine Alford
- F3Held jointly by the reporting persons
- F4The debentures mature and are payable on this date
- F5Interest on the debentures may also be settled in common shares of the issuer priced at the time of repayment or conversion of the debentures at the option of the issuer
- F6The issuer consolidated its issued and outstanding common shares on the basis of one post-consolidated common share for every 27 pre-consolidated common shares. The effective date of the consolidation was September 14, 2026.
- F7All amounts of securities and transaction prices listed in this Form 4 have been retroactively adjusted to reflect the effect of the consolidation, even though the listed transaction occurred prior to the effective date.