SEC Form 4 · accession 0001209191-17-066368
CHIASMA, INC · CHMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roni Mamluk
Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 19, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 2,389 | $0.09 | A | 2,389 | D | |
| Common Stock | Dec 18, 2017 | S | 2,389 | $1.75 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.09 | Dec 18, 2017 | M | 2,389 | D | — | Oct 14, 2018 | Common Stock | 2,389 | 4,778 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This option is fully vested and exerciseable.