SEC Form 4 · accession 0001209191-17-040796
CHIASMA, INC · CHMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roni Mamluk
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339469
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $1.35 | Jun 15, 2017 | A | 26,000 | A | — | Jun 15, 2027 | Common Stock | 26,000 | 26,000 | D |
Explanation of responses
- F1Stock Option granted in accordance with the Issuer's Non-Employee Director Compensation Policy.
- F2This stock option shall vest ratably over three years in annual installments commencing on the date of grant, provided, that, if not already vested, this option shall vest in full on the date of the third annual meeting of stockholders following the date of grant, provided further, that all vesting shall cease if the option holder resigns from our Board or otherwise ceases to serve as a director, unless the Board determines that the circumstances warrant continuation of vesting.