SEC Form 4 · accession 0001209191-17-040778
CHIASMA, INC · CHMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Thero
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339469
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $1.35 | Jun 15, 2017 | A | 13,000 | A | — | Jun 15, 2027 | Common Stock | 13,000 | 13,000 | D |
Explanation of responses
- F1Stock Option granted in accordance with the Issuer's Non-Employee Director Compensation Policy.
- F2The shares of Common Stock underlying the option will vest upon the earlier of (1) June 15, 2018 and (ii) the date of the Issuer's 2018 annual meeting of the stockholders.