SEC Form 4 · accession 0000899243-16-032282
CHIASMA, INC · CHMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J. Fitzpatrick
Officer — President and CEO · Director
Period of report
Oct 25, 2016
Accepted (ET)
Oct 25, 2016 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001339469
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.60 | Oct 25, 2016 | A | 373,352 | A | — | Oct 25, 2026 | Common Stock | 373,352 | 373,352 | D |
Explanation of responses
- F1Awarded in connection with promotion to CEO. This option vests over a four-year period at a rate of twenty-five percent (25%) on October 1, 2017 and thirty six (36) monthly installments thereafter, subject to acceleration upon termination without cause or for good reason following a change in control transaction.