SEC Form 4 · accession 0001209191-15-038298
Regency Energy Partners LP · RGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Carpenter
Officer — SVP & General Counsel
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 12:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001338613
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Units with DERF1,F2 | — | Apr 30, 2015 | D | 17,000 | D | — | — | Common Units | 17,000 | 0 | D |
Explanation of responses
- F1Each Phantom Unit is the economic equivalent of one common unit representing a limited partner interest in Regency Energy Partners LP ("RGP"). Disposition in connection with the merger of a wholly owned subsidiary of Energy Transfer Partners, L.P. ("ETP") with and into RGP effective on April 30, 2015 (the "Merger"). Pursuant to the Merger, the reporting person's Phantom Unit award granted on December 19, 2014 was converted into the right to receive an award of phantom units relating to ETP common units based on the exchange of one RGP common unit for 0.4124 ETP common units.
- F2Not applicable.