SEC Form 4/A · accession 0001209191-15-033802
Regency Energy Partners LP · RGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Troy Sturrock
Officer — Principal Accounting Officer
Period of report
Dec 5, 2014
Accepted (ET)
Apr 13, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001338613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F3,F5 | Dec 5, 2014 | M | 3,600 | — | A | 14,357 | D | |
| Common UnitsF6 | Dec 5, 2014 | F | 985 | $27.12 | D | 13,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Units with DERF2,F3 | — | Dec 5, 2014 | M | 2,000 | D | Dec 5, 2014 | Dec 5, 2014 | Common Units | 2,000 | 25,000 | D |
| Phantom Units with DERF4,F3 | — | Dec 5, 2014 | M | 1,600 | D | Dec 5, 2014 | Dec 5, 2014 | Common Units | 1,600 | 23,400 | D |
Explanation of responses
- F1The holder settled 100 percent of his vested phantom units for Regency Energy Partners LP common units on the date of vesting.
- F210,000 service condition phantom units were granted on December 17, 2010. This transaction represents the vesting of one-fifth of these phantom units.
- F3Each phantom unit is the economic equivalent of one common unit representing a limited partner interest in Regency Energy Partners LP.
- F48,000 service condition phantom units were granted on December 21, 2011. This transaction represents the vesting of one-fifth of these phantom units.
- F5Due to administrative error, the original Form 4 filed on 12/09/14 incorrectly reported the number of securities beneficially owned following the reported transaction as 14,361 common units rather than 14,357 common units.
- F6Due to administrative error, the original Form 4 filed on 12/09/14 incorrectly reported the number of securities beneficially owned following the reported transaction as 13,376 common units rather than 13,372 common units.