SEC Form 5 · accession 0001140361-15-006707
Regency Energy Partners LP · RGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Holotik
Officer — EVP Chief Commercial Officer
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001338613
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2,F3 | Feb 14, 2014 | P | 5 | $27.21 | A | 297 | I | See Note 3. |
| Common UnitsF3 | May 14, 2014 | P | 5 | $27.88 | A | 302 | I | See note 3. |
| Common UnitsF3 | Aug 14, 2014 | P | 4 | $31.16 | A | 306 | I | See note 3. |
| Common UnitsF3 | Nov 14, 2014 | P | 5 | $29.34 | A | 311 | I | See note 3. |
| Common UnitsF4,F5 | Feb 14, 2014 | P | 4 | $27.21 | A | 237 | I | See Note 5. |
| Common UnitsF5 | May 14, 2014 | P | 4 | $27.88 | A | 241 | I | See Note 5. |
| Common UnitsF5 | Aug 14, 2014 | P | 3 | $31.16 | A | 244 | I | See Note 5. |
| Common UnitsF5 | Nov 14, 2014 | P | 4 | $29.34 | A | 248 | I | See Note 5. |
| Common UnitsF4,F6 | Feb 14, 2014 | P | 4 | $27.21 | A | 237 | I | See Note 6. |
| Common UnitsF6 | May 14, 2014 | P | 4 | $27.88 | A | 241 | I | See Note 6. |
| Common UnitsF6 | Aug 14, 2014 | P | 3 | $31.16 | A | 244 | I | See Note 6. |
| Common UnitsF6 | Nov 14, 2014 | P | 4 | $29.34 | A | 248 | I | See Note 6. |
| Common UnitsF7,F8 | Feb 14, 2014 | P | 2 | $27.21 | A | 117 | I | See Note 8. |
| Common UnitsF8 | May 14, 2014 | P | 2 | $27.88 | A | 119 | I | See Note 8. |
| Common UnitsF8 | Aug 14, 2014 | P | 1 | $31.16 | A | 120 | I | See Note 8. |
| Common UnitsF8 | Nov 14, 2014 | P | 2 | $29.34 | A | 122 | I | See Note 8. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of units pursuant to a broker-managed dividend reinvestment program.
- F2Balance includes 5 units acquired in 2011, 19 units acquired in 2012 and 18 units acquired in 2013, respectively, via a broker-managed dividend reinvestment program.
- F3By self as Trustee for the MerryAnn Morgan Holotik Trust.
- F4Balance includes 4 units acquired in 2011, 15 units acquired in 2012 and 14 units acquired in 2013 respectively, via a broker-managed dividend reinvestment program.
- F5By self as Trustee for the Jimmie Samantha Holotik Trust.
- F6By self as Trustee for the Jessica Whitney Holotik Trust.
- F7Balance includes 2 units acquired in 2011, 7 units acquired in 2012, and 6 units acquired in 2013, respectively, via a broker-managed dividend reinvestment program.
- F8By self as Trustee for the Jacquelyn Nicole Holotik Trust.