SEC Form 4 · accession 0001225208-17-017488
DCP Midstream, LP · DCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent L Backes
Officer — Group VP & General Counsel
Period of report
Nov 20, 2017
Accepted (ET)
Nov 20, 2017 · 1:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001338065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Preferred UnitsF1 | Nov 20, 2017 | P | 150 | $1,000.00 | A | 150 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F17.375% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Units ("Series A Preferred Units").
- F2Reporting Person purchased 150 Series A Preferred Units from the underwriters at a price of $1,000 per Series A Preferred Unit in connection with the Issuer's registered public offering of 500,000 Series A Preferred Units, which offering closed on the Transaction Date.