SEC Form 4 · accession 0001225208-15-017397
DCP Midstream, LP · DCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BW Waycaster
Director
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 12:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001338065
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Common UnitsF2,F1 | — | Aug 19, 2015 | A | 1,400 | A | Dec 8, 2015 | Dec 8, 2015 | Common Units | 1,400 | 1,400 | D |
Explanation of responses
- F1Each phantom unit is the economic equivalent of one DPM common unit.
- F2The transaction represents a pro rata payment of the annual equity retainer based on the reporting person's appointment as a director of the issuer on June 8, 2015.