SEC Form 4 · accession 0001628280-19-002570
ENVESTNET, INC. · ENV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gayle A Crowell
Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 4, 2019 | A | 2,419 | $0.00 | A | 3,885 | D | |
| Common StockF3 | holding | — | — | — | 2,519 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis.
- F2Totals reflect that 2,519 shares previously reported as directly held by the reporting person were transferred to indirect ownership (by trust) upon vesting of restricted stock units.
- F3The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner.