SEC Form 4 · accession 0001628280-19-000034
ENVESTNET, INC. · ENV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon Thomas
Officer — Chief Investment Officer
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | F | 124 | $48.94 | D | 262,438 | D | |
| Common StockF2 | holding | — | — | — | 13,938 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.
- F2Represents shares held by a trust in which Mr. Thomas is the trustee.