SEC Form 3 · accession 0001209191-18-063667
ENVESTNET, INC. · ENV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 17, 2018
Accepted (ET)
Dec 20, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | holding | — | — | — | 2,355,816 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF2 | $65.16 | holding | — | — | — | Dec 20, 2018 | Dec 20, 2022 | Common stock | 471,163 | — | I |
Explanation of responses
- F12,355,816 shares of Common stock are beneficially owned indirectly by each of the Reporting Persons and directly held by a wholly owned subsidiary of BlackRock Financial Management, Inc., which is a wholly owned subsidiary of BlackRock Holdco 2, Inc., which is a wholly owned subsidiary of BlackRock, Inc.
- F2The warrant to acquire 471,163 shares of Common stock is beneficially owned indirectly by each of the Reporting Persons and directly held by a wholly owned subsidiary of BlackRock Financial Management, Inc., which is a wholly owned subsidiary of BlackRock Holdco 2, Inc., which is a wholly owned subsidiary of BlackRock, Inc.