SEC Form 4 · accession 0001104659-18-056177
ENVESTNET, INC. · ENV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anil Arora
Officer — Envestnet | Yodlee * · Director
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2018 | F | 4,132 | $62.00 | D | 80,766 | D | |
| Common StockF2 | holding | — | — | — | 136 | I | By Trust for child | |
| Common StockF2 | holding | — | — | — | 136 | I | By Trust for child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.
- F2These shares are held in trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.
Remarks
*Chief Executive of Envestnet / Yodlee