SEC Form 4 · accession 0001104659-18-002371
ENVESTNET, INC. · ENV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anil Arora
Officer — Envestnet | Yodlee * · Director
Period of report
Jan 11, 2018
Accepted (ET)
Jan 16, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 11, 2018 | S | 2,764 | $53.10 | D | 110,731 | D | |
| Common StockF3 | Jan 11, 2018 | S | 7,236 | $54.18 | D | 103,495 | D | |
| Common StockF4 | holding | — | — | — | 136 | I | By Trust for child | |
| Common StockF4 | holding | — | — | — | 136 | I | By Trust for child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale pursuant to 10b5-1 Plan.
- F2The Common Shares reported herein as being sold were sold at a range of between $52.650 and $53.600 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F3The Common Shares reported herein as being sold were sold at a range of between $53.750 and $54.650 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F4These shares are held in trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.
Remarks
*Chief Executive of Envestnet / Yodlee