SEC Form 4 · accession 0001104659-17-068497

ENVESTNET, INC. · ENV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Nov 10, 2017

Accepted (ET)

Nov 14, 2017 · 4:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001337619

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Nov 10, 2017	M	30,000	$7.50	A	58,165	D
Common Stock^F3,F2	Nov 10, 2017	S	27,600	$51.41	D	30,565	D
Common Stock^F4,F2	Nov 10, 2017	S	2,400	$52.45	D	28,165	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5	$7.50	Nov 10, 2017	M	30,000	D	Jun 16, 2009	Jun 16, 2018	Common Stock	30,000	143,437	D

F1Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers cashless exercise of stock options prior to their expiration date.
F2The issuer's method of reporting restricted stock units has been revised to report such grants in Table I rather than as previously reported in Table II. Accordingly, amount includes unvested restricted stock units previously reported in Table II.
F3The Common Shares reported herein as being sold were sold at a range of between $51.125 and $52.000 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F4The Common Shares reported herein as being sold were sold at a range of between $52.200 and $52.925 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
F5Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.