SEC Form 4 · accession 0001104659-16-101891

ENVESTNET, INC. · ENV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 29, 2016

Accepted (ET)

Mar 2, 2016 · 5:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001337619

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	1,774	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (Right to Buy)^F2,F1	$20.51	Feb 29, 2016	A	6,310	A	Feb 28, 2017	Feb 28, 2026	Common Stock	6,310	6,310	D
Restricted Stock Unit^F3,F4	—	Feb 29, 2016	A	728	A	—	Feb 28, 2019	Common Stock	728	728	D
Director Stock Option (Right to Buy)^F1	$12.55	holding	—	—	—	Feb 28, 2012	Feb 28, 2021	Common Stock	3,132	3,132	D
Director Stock Option (Right to Buy)^F1	$12.45	holding	—	—	—	Feb 28, 2013	Feb 28, 2022	Common Stock	6,495	6	D
Director Stock Option (Right to Buy)^F1	$15.34	holding	—	—	—	Feb 28, 2014	Feb 28, 2023	Common Stock	9,069	9,069	D
Director Stock Option (Right to Buy)^F1	$41.84	holding	—	—	—	Feb 28, 2015	Feb 28, 2024	Common Stock	3,983	3,983	D
Director Stock Option (Right to Buy)^F1	$55.29	holding	—	—	—	Feb 28, 2016	Feb 28, 2025	Common Stock	3,219	3,219	D

F1Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
F26,310 options were granted to the Reporting Person on February 29, 2016.
F3Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
F4This restricted stock unit vests over a 3 year period, one third of the total amount vests on the first anniversary of the date of the grant of restricted stock; and then one-twelfth of the total amount vests on each three-month anniversary.