SEC Form 4 · accession 0001104659-15-022194

ENVESTNET, INC. · ENV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 20, 2015

Accepted (ET)

Mar 24, 2015 · 7:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001337619

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 20, 2015	S	10,000	$57.11	D	89,194	I	By Rodeo Alpine LLC
Common Stock	Mar 20, 2015	S	10,000	$57.11	D	71,397	I	By Shadow Hill LLC
Common Stock	Mar 20, 2015	S	18,506	$57.11	D	13,763	I	By The Sisteron Family Trust
Common Stock	Mar 23, 2015	S	4,500	$57.31	D	84,694	I	By Rodeo Alpine LLC
Common Stock	Mar 23, 2015	S	4,500	$57.31	D	66,897	I	By Shadow Hill LLC
Common Stock	Mar 23, 2015	S	5,931	$57.31	D	7,832	I	By The Sisteron Family Trust
Common Stock	holding	—	—		—	12,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (Right to Buy)^F1	$12.55	holding	—	—	—	Feb 28, 2012	Feb 28, 2021	Common Stock	2,990	2,990	D
Director Stock Option (Right to Buy)^F1	$12.45	holding	—	—	—	Feb 28, 2013	Feb 28, 2022	Common Stock	6,495	6	D
Director Stock Option (Right to Buy)^F1	$15.34	holding	—	—	—	Feb 28, 2014	Feb 28, 2023	Common Stock	8,837	8,837	D
Director Stock Option (Right to Buy)^F1	$41.84	holding	—	—	—	Feb 28, 2015	Feb 28, 2024	Common Stock	4,183	4,183	D
Director Stock Option (Right to Buy)^F1	$55.29	holding	—	—	—	Feb 28, 2016	Feb 28, 2025	Common Stock	2,913	2,913	D

F1Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.