SEC Form 4 · accession 0001104659-15-016314
ENVESTNET, INC. · ENV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Johnson
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2,F1 | $55.29 | Mar 2, 2015 | A | 3,219 | A | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 3,219 | 3,219 | D |
| Director Stock Option (Right to Buy)F1 | $12.55 | holding | — | — | — | Feb 28, 2012 | Feb 28, 2021 | Common Stock | 3,132 | 3,132 | D |
| Director Stock Option (Right to Buy)F1 | $12.45 | holding | — | — | — | Feb 28, 2013 | Feb 28, 2022 | Common Stock | 6,495 | 6,495 | D |
| Director Stock Option (Right to Buy)F1 | $15.34 | holding | — | — | — | Feb 28, 2014 | Feb 28, 2023 | Common Stock | 9,069 | 9,069 | D |
| Director Stock Option (Right to Buy)F1 | $41.84 | holding | — | — | — | Feb 28, 2015 | Feb 28, 2024 | Common Stock | 3,983 | 3,983 | D |
Explanation of responses
- F1Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
- F23,219 options were granted to the Reporting Person on March 2, 2015.