SEC Form 4 · accession 0001437749-18-017201
FutureFuel Corp. · FF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rose Sparks
Officer — PFO and Accounting Officer
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2018 | M | 5,000 | $11.34 | A | 18,124 | D | |
| Common Stock | Sep 17, 2018 | F | 3,841 | $17.01 | D | 14,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.34 | Sep 17, 2018 | M | 5,000 | D | Dec 2, 2017 | Dec 2, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options under the issuer's 2007 Omnibus Incentive Plan; exempt under Rule 16b-3(d) and 16b-6b.