SEC Form 4 · accession 0001437749-16-043167
FutureFuel Corp. · FF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G. Lorenzini
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2016 | M | 10,000 | $10.62 | A | 714,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $10.62 | Dec 8, 2016 | M | 10,000 | D | Apr 10, 2012 | Apr 10, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options under the issuer's 2007 Omnibus Incentive Plan; exempt under Rule 16b-3(d) and 16b-6b.