SEC Form 4 · accession 0001437749-16-042914
FutureFuel Corp. · FF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Dortch
Officer — Exec. VP & Gen. Manager FFCC
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | M | 10,000 | $10.62 | A | 66,654 | D | |
| Common Stock | Dec 1, 2016 | F | 8,478 | $14.56 | D | 58,176 | D | |
| Common StockF1 | Dec 2, 2016 | M | 5,000 | $11.34 | A | 63,176 | D | |
| Common StockF1 | Dec 2, 2016 | M | 5,000 | $11.34 | A | 68,176 | D | |
| Common Stock | Dec 2, 2016 | F | 8,120 | $14.70 | D | 60,056 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $10.62 | Dec 1, 2016 | M | 10,000 | D | Apr 10, 2012 | Apr 10, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Options (Right to Buy)F1 | $11.34 | Dec 2, 2016 | M | 5,000 | D | Dec 2, 2015 | Dec 2, 2019 | Common Stock | 5,000 | 0 | D |
| Stock Options (Right to Buy)F1 | $11.34 | Dec 2, 2016 | M | 5,000 | D | Dec 2, 2016 | Dec 2, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options under the issuer's 2007 Omnibus Incentive Plan; exempt under Rule 16b-3(d) and 16b-6b.