SEC Form 4 · accession 0001437749-16-027306
FutureFuel Corp. · FF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rose Sparks
Officer — CFO, PFO, & Accounting Officer
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2016 | M | 10,000 | $12.74 | A | 19,432 | D | |
| Common StockF1 | Mar 8, 2016 | M | 10,000 | $10.62 | A | 29,432 | D | |
| Common StockF1 | Mar 8, 2016 | M | 5,000 | $11.34 | A | 34,432 | D | |
| Common Stock | Mar 8, 2016 | F | 22,142 | $14.32 | D | 12,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $12.74 | Mar 8, 2016 | M | 10,000 | D | May 29, 2011 | Apr 29, 2016 | Common Stock | 10,000 | 0 | D |
| Stock Options (Right to Buy)F1 | $10.62 | Mar 8, 2016 | M | 10,000 | D | May 10, 2012 | Apr 10, 2017 | Common Stock | 10,000 | 0 | D |
| Stock Options (Right to Buy)F1 | $11.34 | Mar 8, 2016 | M | 5,000 | D | Dec 2, 2015 | Dec 2, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options under the issuer's 2007 Omnibus Incentive Plan; exempt under Rule 16b-3(d) and 16b-6b.