SEC Form 4/A · accession 0001437749-15-016011
FutureFuel Corp. · FF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lee E Mikles
Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 13, 2015 | P | 7,570 | $9.6773 | A | 2,116,190 | D | |
| Common StockF3,F4 | Aug 14, 2015 | P | 3,899 | $9.4375 | A | 2,120,089 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The original filing incorrectly reported the total number of shares purchased on this date. This amendment corrects the number of shares purchased, the share price and the reporting person's aggregate shares beneficially owned following the reported transaction for this date.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.55 to $9.80, inclusive. The reporting person undertakes to provide to FutureFuel Corp., any security holder of FutureFuel Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this amended Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.50, inclusive. The reporting person undertakes to provide to FutureFuel Corp., any security holder of FutureFuel Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (3) to this amended Form 4.
- F4This amendment also corrects the reporting person's aggregate shares beneficially owned following the reported transaction for this date.