SEC Form 4 · accession 0001437749-15-015973
FutureFuel Corp. · FF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee E Mikles
Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | P | 7,500 | $9.6832 | A | 2,116,120 | D | |
| Common Stock | Aug 14, 2015 | P | 3,899 | $9.4375 | A | 2,120,019 | D | |
| Common StockF1 | holding | — | — | — | 15,110 | I | By wife | |
| Common StockF2 | holding | — | — | — | 120,000 | I | By trust | |
| Common StockF3 | holding | — | — | — | 27,500 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities are owned by the reporting person's spouse, Lori L. Mikles, in her separate account.
- F2Securities are owned by the Lee E. Mikles Gift Trust dated October 6, 1999 ("Gift Trust") as to which Mr. Mikles is the settlor of the trust, but is not a trustee or a beneficiary. Mr. Mikles disclaims beneficial ownership of the shares owned by the Gift Trust.
- F3Securities are owned by the Alison L. Mikles Irrevocable Trust dated December 15, 1997 ("Alison Trust") for the benefit of Mr. Mikles daughter, as to which Mr. Mikles was the settlor of the trust, but is not a trustee or a beneficiary. Mr. Mikles disclaims beneficial ownership of the shares owned by the Alison Trust.