SEC Form 5 · accession 0001437749-15-002459
FutureFuel Corp. · FF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee E Mikles
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337298
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2014 | G | 2,000 | $0.00 | D | 2,116,300 | D | |
| Common Stock | Mar 14, 2014 | G | 4,300 | $0.00 | D | 2,112,000 | D | |
| Common Stock | Mar 20, 2014 | G | 100 | $0.00 | D | 2,111,900 | D | |
| Common Stock | Jun 12, 2014 | G | 200 | $0.00 | D | 2,111,700 | D | |
| Common Stock | Jul 10, 2014 | G | 300 | $0.00 | D | 2,111,400 | D | |
| Common Stock | Sep 27, 2014 | G | 580 | $0.00 | D | 2,110,820 | D | |
| Common Stock | Oct 8, 2014 | G | 100 | $0.00 | D | 2,110,720 | D | |
| Common Stock | Dec 10, 2014 | G | 2,000 | $0.00 | D | 2,108,720 | D | |
| Common Stock | Dec 31, 2014 | G | 100 | $0.00 | D | 2,108,620 | D | |
| Common Stock | holding | — | — | — | 15,110 | I | By wife | |
| Common StockF1 | holding | — | — | — | 120,000 | I | By trust | |
| Common StockF2 | holding | — | — | — | 27,500 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities are owned by the Lee E. Mikles Gift Trust dated October 6, 1999 ("Gift Trust") as to which Mr. Mikles is the settlor of the trust, but is not a trustee or a beneficiary. Mr. Mikles disclaims beneficial ownership of the shares owned by the Gift Trust.
- F2Securities are owned by the Alison L. Mikles Irrevocable Trust dated December 15, 1997 ("Alison Trust") for the benefit of Mr. Mikles daughter, as to which Mr. Mikles was the settlor of the trust, but is not a trustee or a beneficiary. Mr. Mikles disclaims beneficial ownership of the shares owned by the Alison Trust.