SEC Form 4 · accession 0000899243-15-009175
SUNGARD CAPITAL CORP II
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Davis Noell
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred StockF1,F2 | Nov 30, 2015 | D | 623,670 | — | D | 0 | I | Providence Equity Funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 30, 2015, Fidelity National Information Services, Inc. ("FIS") acquired SunGard and SunGard Capital Corp. II ("SCCII") pursuant to the Agreement and Plan of Merger, dated August 12, 2015, by and among FIS, SunGard and the other parties named therein (the "Merger Agreement"). Pursuant to the Merger Agreement, SunGard became a wholly-owned subsidiary of FIS (the "Merger"). At the effective time of the Merger, pursuant to the Merger Agreement, each share of Preferred Stock of SCCII was converted into the right to receive approximately 2.5031 shares of FIS common stock and $55.09 in cash.
- F2The Providence Equity Funds referred to herein are Providence Equity Partners V L.P. ("PEP V") and Providence Equity Partners V-A L.P. ("PEP V-A" and, together with PEP V, the "Providence Equity Funds"). Mr. Noell is a Managing Director of Providence Equity Partners L.L.C., an affiliate of the Providence Equity Funds. Mr. Noell disclaims beneficial ownership of the securities of the Issuer held by each such entity, except to the extent of any pecuniary interest he may have therein.