SEC Form 4 · accession 0000769993-15-001037
SUNGARD CAPITAL CORP II
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjeev K Mehra
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred StockF2,F1,F3 | Nov 30, 2015 | D | 831,560 | — | D | 0 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. On November 30, 2015, the Reporting Person resigned as a director of SunGard Capital Corp. II (the "Company").
- F2On November 30, 2015, Fidelity National Information Services, Inc. ("FIS") acquired SunGard and the Company pursuant to the Agreement and Plan of Merger, dated August 12, 2015, by and among FIS, SunGard, the Company and the other parties named therein (the "Merger Agreement"). Pursuant to the Merger Agreement, SunGard became a wholly-owned subsidiary of FIS (the "Merger").
- F3At the effective time of the Merger, pursuant to the Merger Agreement, each share of Preferred Stock of the Company was converted into the right to receive approximately 2.5031 shares of FIS common stock and $55.09 in cash.