SEC Form 4 · accession 0001437749-19-004760
InfuSystem Holdings, Inc · INFU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Dilorio
Officer — President & CEO · Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001337013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 11, 2019 | P | 3,900 | $4.22 | A | 92,028 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F2Includes 13,735 shares of the Issuer's common stock acquired by reporting person pursuant to the Issuer's Employee Stock Purchase Plan ("ESPP"). Such transaction is exempt under Rule 16(b)-3(c).
- F3Includes 14,734 shares of the Issuer's common stock held by reporting person with the Issuer's transfer agent. Such common stock was not previously reported.