SEC Form 4 · accession 0001246360-18-000765
Under Armour, Inc. · UA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Stanton
Officer — SVP, General Counsel
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001336917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 15, 2018 | M | 30,000 | $5.4944 | A | 52,905 | D | |
| Class A Common Stock | Feb 15, 2018 | F | 15,604 | $18.41 | D | 37,301 | D | |
| Class A Common Stock | Feb 15, 2018 | F | 1,494 | $0.00 | D | 35,807 | D | |
| Class A Common StockF1 | holding | — | — | — | 1,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.4944 | Feb 15, 2018 | M | 30,000 | D | Feb 21, 2008 | Feb 20, 2018 | Class A Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1These shares are held in a trust for the benefit of the mother-in-law of the Reporting Person. The spouse of the Reporting Person is co-trustee of the trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F2Represents shares withheld to cover the exercise price of the options exercised and tax withholding obligations.
Remarks
Does not include Class C Common Stock held by the Reporting Person.