SEC Form 4/A · accession 0001246360-17-001433
Under Armour, Inc. · UA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin A Plank
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Feb 15, 2017
Accepted (ET)
Mar 22, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001336917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1 | Feb 15, 2017 | F | 22,243 | $0.00 | D | 28,954,150 | D | |
| Class C Common StockF1 | holding | — | — | — | 719,722 | I | KD Plank LLC | |
| Class C Common StockF1 | holding | — | — | — | 1,046,123 | I | KD Plank #2 LLC | |
| Class C Common StockF1 | holding | — | — | — | 3,107,880 | I | By Plank Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment corrects the Amount of Securities Beneficially Owned Following Reported Transaction(s), which erroneously excluded shares received by the Reporting Person in June 2016 pursuant to a dividend and excluded shares indirectly held by the Reporting Person. On June 29, 2016, Under Armour, Inc. paid a dividend in the form of shares of Class C Common Stock to holders of Class C Common Stock pursuant to the settlement of the shareholder litigation related to the creation of the Class C Common Stock. The amended holdings in column 5 include any shares of Class C Common Stock received by the Reporting Person pursuant to these dividends, including outstanding shares held by the Reporting Person and shares underlying performance-based restricted units previously granted to the Reporting Person which have been earned based on the Company performance but have not yet vested.
Remarks
Does not include Class A Common Stock or Class B Common Stock held by the Reporting Person.