SEC Form 4 · accession 0001246360-15-002819
Under Armour, Inc. · UA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad Dickerson
Officer — COO & CFO
Period of report
Aug 5, 2015
Accepted (ET)
Aug 6, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001336917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 5, 2015 | M | 10,000 | $3.4275 | A | 66,838 | D | |
| Class A Common StockF2,F3 | Aug 5, 2015 | S | 1,200 | $100.1717 | D | 65,638 | D | |
| Class A Common StockF2,F4 | Aug 5, 2015 | S | 8,022 | $101.0449 | D | 57,616 | D | |
| Class A Common StockF2,F5 | Aug 5, 2015 | S | 778 | $101.6769 | D | 56,838 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.4275 | Aug 5, 2015 | M | 10,000 | D | — | Mar 9, 2019 | Class A Common Stock | 10,000 | 28,000 | D |
Explanation of responses
- F1On March 9, 2010, the reporting person was granted an option to purchase shares of Common Stock, with vesting based on the Company achieving a certain combined operating income for 2011 and 2012. The Company achieved this vesting condition. The award will now vest in two equal annual installments beginning February 15, 2013.
- F2Shares sold pursuant to a 10b5-1 trading plan.
- F3This transaction was executed in multiple trades at prices ranging from $99.58 to $100.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $100.61 to $101.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $101.63 to $101.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.