SEC Form 4 · accession 0001246360-15-001889
Under Armour, Inc. · UA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin A Plank
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001336917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 28, 2015 | C | 179,988 | $0.00 | A | 370,111 | D | |
| Class A Common Stock | Apr 28, 2015 | C | 11,249 | $0.00 | A | 11,249 | I | By KD Plank LLC |
| Class A Common Stock | Apr 28, 2015 | C | 11,249 | $0.00 | A | 11,249 | I | KD Plank #2 LLC |
| Class A Common Stock | Apr 28, 2015 | C | 70,012 | $0.00 | A | 440,123 | D | |
| Class A Common Stock | Apr 28, 2015 | C | 4,376 | $0.00 | A | 15,625 | I | By KD Plank LLC |
| Class A Common Stock | Apr 28, 2015 | C | 4,376 | $0.00 | A | 15,625 | I | KD Plank #2 LLC |
| Class A Common StockF4 | Apr 28, 2015 | S | 179,988 | $80.35 | D | 260,135 | D | |
| Class A Common StockF4 | Apr 28, 2015 | S | 11,249 | $80.35 | D | 4,376 | I | By KD Plank LLC |
| Class A Common StockF4 | Apr 28, 2015 | S | 11,249 | $80.35 | D | 4,376 | I | KD Plank #2 LLC |
| Class A Common StockF5 | Apr 28, 2015 | S | 70,012 | $80.79 | D | 190,123 | D | |
| Class A Common StockF5 | Apr 28, 2015 | S | 4,376 | $80.79 | D | 0 | I | By KD Plank LLC |
| Class A Common StockF5 | Apr 28, 2015 | S | 4,376 | $80.79 | D | 0 | I | KD Plank #2 LLC |
| Class A Common Stock | Apr 29, 2015 | C | 79,267 | $0.00 | A | 269,390 | D | |
| Class A Common Stock | Apr 29, 2015 | C | 4,954 | $0.00 | A | 4,954 | I | By KD Plank LLC |
| Class A Common Stock | Apr 29, 2015 | C | 4,954 | $0.00 | A | 4,954 | I | KD Plank #2 LLC |
| Class A Common Stock | Apr 29, 2015 | C | 30,733 | $0.00 | A | 300,123 | D | |
| Class A Common Stock | Apr 29, 2015 | C | 1,921 | $0.00 | A | 6,875 | I | By KD Plank LLC |
| Class A Common Stock | Apr 29, 2015 | C | 1,921 | $0.00 | A | 6,875 | I | KD Plank #2 LLC |
| Class A Common StockF6 | Apr 29, 2015 | S | 79,267 | $78.79 | D | 220,856 | D | |
| Class A Common StockF6 | Apr 29, 2015 | S | 4,954 | $78.79 | D | 1,921 | I | By KD Plank LLC |
| Class A Common StockF6 | Apr 29, 2015 | S | 4,954 | $78.79 | D | 1,921 | I | KD Plank #2 LLC |
| Class A Common StockF7 | Apr 29, 2015 | S | 30,733 | $79.50 | D | 190,123 | D | |
| Class A Common StockF7 | Apr 29, 2015 | S | 1,921 | $79.50 | D | 0 | I | By KD Plank LLC |
| Class A Common StockF7 | Apr 29, 2015 | S | 1,921 | $79.50 | D | 0 | I | KD Plank #2 LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Apr 28, 2015 | C | 179,988 | D | — | — | Class A Common Stock | 179,988 | 30,815,636 | D |
| Class B Common StockF1 | — | Apr 28, 2015 | C | 11,249 | D | — | — | Class A Common Stock | 11,249 | 782,151 | I |
| Class B Common StockF1 | — | Apr 28, 2015 | C | 11,249 | D | — | — | Class A Common Stock | 11,249 | 1,106,251 | I |
| Class B Common StockF1 | — | Apr 28, 2015 | C | 70,012 | D | — | — | Class A Common Stock | 70,012 | 30,745,624 | D |
| Class B Common StockF1 | — | Apr 28, 2015 | C | 4,376 | D | — | — | Class A Common Stock | 4,376 | 777,775 | I |
| Class B Common StockF1 | — | Apr 28, 2015 | C | 4,376 | D | — | — | Class A Common Stock | 4,376 | 1,101,875 | I |
| Class B Common StockF1 | — | Apr 29, 2015 | C | 79,267 | D | — | — | Class A Common Stock | 79,267 | 30,666,357 | D |
| Class B Common StockF1 | — | Apr 29, 2015 | C | 4,954 | D | — | — | Class A Common Stock | 4,954 | 772,821 | I |
| Class B Common StockF1 | — | Apr 29, 2015 | C | 4,954 | D | — | — | Class A Common Stock | 4,954 | 1,096,921 | I |
| Class B Common StockF1 | — | Apr 29, 2015 | C | 30,733 | D | — | — | Class A Common Stock | 30,733 | 30,635,624 | D |
| Class B Common StockF1 | — | Apr 29, 2015 | C | 1,921 | D | — | — | Class A Common Stock | 1,921 | 770,900 | I |
| Class B Common StockF1 | — | Apr 29, 2015 | C | 1,921 | D | — | — | Class A Common Stock | 1,921 | 1,095,000 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 3,198,476 | 3,198,476 | I |
Explanation of responses
- F1Class B Common Stock is convertible at any time at the option of the reporting person into shares of Class A Common Stock on a one-for-one basis, and has no expiration date.
- F2Shares of Class B Common Stock automatically convert to Shares of Class A Common Stock effective immediately upon the sale of the Class B shares by the reporting person.
- F3Shares sold pursuant to a 10b5-1 trading plan.
- F4This transaction was executed in multiple trades at prices ranging from $79.65 to $80.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $80.65 to $81.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $78.24 to $79.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $79.24 to $79.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.