SEC Form 4 · accession 0001246360-15-000712
Under Armour, Inc. · UA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin A Plank
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Feb 9, 2015
Accepted (ET)
Feb 10, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001336917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 9, 2015 | C | 230,392 | $0.00 | A | 273,938 | D | |
| Class A Common Stock | Feb 9, 2015 | C | 14,399 | $0.00 | A | 14,399 | I | By KD Plank LLC |
| Class A Common Stock | Feb 9, 2015 | C | 14,399 | $0.00 | A | 14,399 | I | KD Plank #2 LLC |
| Class A Common Stock | Feb 9, 2015 | C | 19,608 | $0.00 | A | 293,546 | D | |
| Class A Common Stock | Feb 9, 2015 | C | 1,226 | $0.00 | A | 15,625 | I | By KD Plank LLC |
| Class A Common Stock | Feb 9, 2015 | C | 1,226 | $0.00 | A | 15,625 | I | KD Plank #2 LLC |
| Class A Common StockF4 | Feb 9, 2015 | S | 230,392 | $72.71 | D | 63,154 | D | |
| Class A Common StockF4 | Feb 9, 2015 | S | 14,399 | $72.71 | D | 1,226 | I | By KD Plank LLC |
| Class A Common StockF4 | Feb 9, 2015 | S | 14,399 | $72.71 | D | 1,226 | I | KD Plank #2 LLC |
| Class A Common StockF5 | Feb 9, 2015 | S | 1,226 | $73.30 | D | 0 | I | By KD Plank LLC |
| Class A Common StockF5 | Feb 9, 2015 | S | 1,226 | $73.30 | D | 0 | I | KD Plank #2 LLC |
| Class A Common StockF5 | Feb 9, 2015 | S | 19,608 | $73.30 | D | 43,546 | D | |
| Class A Common Stock | Feb 10, 2015 | C | 110,000 | $0.00 | A | 153,546 | D | |
| Class A Common Stock | Feb 10, 2015 | C | 6,875 | $0.00 | A | 6,875 | I | By KD Plank LLC |
| Class A Common Stock | Feb 10, 2015 | C | 6,875 | $0.00 | A | 6,875 | I | KD Plank #2 LLC |
| Class A Common StockF6 | Feb 10, 2015 | S | 6,875 | $73.12 | D | 0 | I | By KD Plank LLC |
| Class A Common StockF6 | Feb 10, 2015 | S | 6,875 | $73.12 | D | 0 | I | KD Plank #2 LLC |
| Class A Common StockF6 | Feb 10, 2015 | S | 110,000 | $73.12 | D | 43,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Feb 9, 2015 | C | 230,392 | D | — | — | Class A Common Stock | 230,392 | 31,125,232 | D |
| Class B Common StockF1 | — | Feb 9, 2015 | C | 14,399 | D | — | — | Class A Common Stock | 14,399 | 801,501 | I |
| Class B Common StockF1 | — | Feb 9, 2015 | C | 14,399 | D | — | — | Class A Common Stock | 14,399 | 1,125,601 | I |
| Class B Common StockF1 | — | Feb 9, 2015 | C | 19,608 | D | — | — | Class A Common Stock | 19,608 | 31,105,624 | D |
| Class B Common StockF1 | — | Feb 9, 2015 | C | 1,226 | D | — | — | Class A Common Stock | 1,226 | 800,275 | I |
| Class B Common StockF1 | — | Feb 9, 2015 | C | 1,226 | D | — | — | Class A Common Stock | 1,226 | 1,124,375 | I |
| Class B Common StockF1 | — | Feb 10, 2015 | C | 110,000 | D | — | — | Class A Common Stock | 110,000 | 30,995,624 | D |
| Class B Common StockF1 | — | Feb 10, 2015 | C | 6,875 | D | — | — | Class A Common Stock | 6,875 | 793,400 | I |
| Class B Common StockF1 | — | Feb 10, 2015 | C | 6,875 | D | — | — | Class A Common Stock | 6,875 | 1,117,500 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 3,198,476 | 3,198,476 | I |
Explanation of responses
- F1Class B Common Stock is convertible at any time at the option of the reporting person into shares of Class A Common Stock on a one-for-one basis, and has no expiration date.
- F2Shares of Class B Common Stock automatically convert to Shares of Class A Common Stock effective immediately upon the sale of the Class B shares by the reporting person.
- F3Shares sold pursuant to a 10b5-1 trading plan.
- F4This transaction was executed in multiple trades at prices ranging from $72.17 to $73.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $73.17 to $73.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $72.72 to $73.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.