SEC Form 4 · accession 0002057567-26-000004
NORTHPOINTE BANCSHARES INC · NPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Charles Alan Williams
Officer — CHAIRMAN & CEO · Director · 10% Owner
Period of report
Apr 1, 2026
Accepted (ET)
Jun 5, 2026 · 4:07 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001336706
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | — | Apr 1, 2026 | A | 28,000 | A | — | — | Common Stock | 28,000 | 28,000 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
- F2The RSUs vest in three approximately equal annual installments on each of April 1, 2027, 2028 and 2029.