SEC Form 4 · accession 0001193125-26-295558
MIZUHO FINANCIAL GROUP INC · MFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hidekatsu Take
Director
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 7:30 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001335730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2026 | M | 6,604 | $0.00 | A | 28,815 | D | |
| Common StockF2 | Jul 1, 2026 | D | 2,642 | $127,239.37 | D | 26,173 | D | |
| Common StockF3 | holding | — | — | — | 7,033 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4 | — | Jul 1, 2026 | M | 2,350 | D | — | — | Common Stock | 2,350 | 4,702 | D |
| Phantom Stock UnitsF1,F5 | — | Jul 1, 2026 | M | 1,788 | D | — | — | Common Stock | 1,788 | 1,788 | D |
| Phantom Stock UnitsF1,F6 | — | Jul 1, 2026 | M | 2,466 | D | — | — | Common Stock | 2,466 | 0 | D |
Explanation of responses
- F1Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.
- F2Represents the portion of the phantom stock units that vested and being settled in cash. The price reported herein was converted from Japanese yen to United States dollars at a conversion price of JPY 1 to U.S. $0.006163328. These shares were disposed of at a price per share of JPY 7,814.
- F3Represents the number of shares in the Reporting Person's Employee Stock Ownership Plan ("ESOP") account as of May 31, 2026.
- F4These phantom stock units vest in three equal installments beginning July 1, 2026.
- F5These phantom stock units vest in three equal installments beginning July 1, 2025.
- F6These phantom stock units vested on July 1, 2026.