SEC Form 4 · accession 0001144204-17-047291
Cyalume Technologies Holdings, Inc. · CYLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Columbus Nova Investments IV Ltd.
10% Owner
Period of report
Sep 8, 2017
Accepted (ET)
Sep 8, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001335293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2017 | U | 345,500 | — | D | 0 | D | |
| Common StockF1,F2 | Sep 8, 2017 | U | 3,399,200 | — | D | 0 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF5,F3,F4 | — | Sep 8, 2017 | U | 505 | D | Jul 30, 2014 | — | Common Stock | 18,035,139 | 0 | D |
Explanation of responses
- F1The shares were cancelled in the merger (the "Merger") effected pursuant to the Agreement and Plan of Merger, dated as of August 8, 2017, among the Issuer, CPS Performance Materials Merger Sub Corp. and CPS Performance Materials Corp., in exchange for a cash payment of $0.213837 per share.
- F2These shares are held of record by Cova Small Cap Holdings, LLC ("Cova"). The Reporting Person has voting and dispositive power over the shares of Common Stock held by Cova as Cova is a 100% wholly-owned subsidiary of the Reporting Person.
- F3Each share of Series B Convertible Preferred Stock is convertible into 35,713.147 shares of Common Stock.
- F4The shares do not have an expiration date.
- F5The shares of Series B Convertible Preferred Stock were cancelled in the Merger in exchange for a cash payment of $7,636.80 per share.