SEC Form 4 · accession 0001144204-17-047289
Cyalume Technologies Holdings, Inc. · CYLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
US VC Partners GP, LLC
10% Owner
Period of report
Sep 8, 2017
Accepted (ET)
Sep 8, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001335293
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF2,F3,F1 | $0.14 | Sep 8, 2017 | U | 123,077 | D | Nov 19, 2013 | — | Common Stock | 44,814,651 | 0 | I |
Explanation of responses
- F1The shares do not have an expiration date.
- F2The shares of Series A Convertible Preferred Stock were cancelled in the merger (the "Merger") effected pursuant to the Agreement and Plan of Merger, dated as of August 8, 2017, among the Issuer, CPS Performance Materials Merger Sub Corp. and CPS Performance Materials Corp., in exchange for a cash payment of $77.86 per share.
- F3These shares are held of record by US VC Partners, LP ("LP"). The Reporting Person is the general partner of LP. US VC Partners Management, LLC ("Management") may be deemed to have investment power over the securities held by LP, and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person, Management, and LP disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of them are beneficial owners for the purpose of Section 16 of the Exchange Act, or for any other purpose.