SEC Form 4 · accession 0001144204-17-047284
Cyalume Technologies Holdings, Inc. · CYLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G Barry
Director
Period of report
Sep 8, 2017
Accepted (ET)
Sep 8, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001335293
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF3,F4,F1,F2 | — | Sep 8, 2017 | D | 395 | D | Jul 30, 2014 | — | Common Stock | 14,106,693 | 0 | I |
| Stock Option (right to buy)F5 | $0.09 | Sep 8, 2017 | D | 20,000 | D | Feb 15, 2015 | Nov 21, 2024 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Each share of Series B Convertible Preferred Stock is convertible into 35,713.147 shares of Common Stock.
- F2The shares do not have an expiration date.
- F3The shares of Series B Convertible Preferred Stock were cancelled in the merger (the "Merger") effected pursuant to the Agreement and Plan of Merger, dated as of August 8, 2017, among the Issuer, CPS Performance Materials Merger Sub Corp. and CPS Performance Materials Corp., in exchange for a cash payment of $7,636.80 per share.
- F4These shares are held in a trust for the benefit of the reporting person and the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities (except to the extent of his pecuniary interest therein) for purposes of Section 16 or for any other purpose.
- F5This option was cancelled in the Merger in exchange for a cash payment of $2,477, representing the difference between the per share exercise price of the option and the Common Per Share Merger Consideration (as such term is defined in the Merger Agreement) of $0.213837 per share.